Securities fraud in Montgomery County, Maryland, is a serious federal offense under 18 U.S.C. § 1348 / 15 U.S.C. § 78ff, carrying up to 25 years in federal prison. Law Offices Of SRIS, P.C. has 21 documented case results in Montgomery County across all practice areas. A Securities Fraud Lawyer Montgomery County can help you handle these complex charges.
Securities Fraud Lawyer Montgomery County, Maryland
Securities fraud, as defined under federal law, includes insider trading, market manipulation, and material misrepresentation in connection with the purchase or sale of securities. The primary federal statutes are 18 U.S.C. § 1348 (securities fraud) and 15 U.S.C. § 78ff (penalties for violations of the Securities Exchange Act of 1934). In Montgomery County, these charges are prosecuted by the U.S. Attorney’s Office for the District of Maryland. A conviction can result in up to 25 years of imprisonment, substantial fines, and forfeiture of assets. An investment fraud defense lawyer Montgomery County can evaluate the evidence and develop a defense strategy.
Last verified: April 2026 | District Court of MD for Montgomery County | Maryland Courts
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience.
For the full text of the securities fraud statutes, see 18 U.S.C. § 1348 (Cornell LII — official site) and 15 U.S.C. § 78ff (Cornell LII — official site).
In the District Court of MD for Montgomery County, prosecutors routinely seek maximum penalties in securities fraud cases due to the financial harm involved. We have observed that early intervention and proactive negotiation with the U.S. Attorney’s Office can lead to reduced charges or alternative dispositions.
- Contact a Securities Fraud Lawyer Montgomery County immediately upon learning of an investigation.
- Do not discuss the case with anyone except your attorney.
- Preserve all documents, emails, and financial records related to the alleged fraud.
- Comply with all court orders and subpoenas while your attorney negotiates.
- Consider the potential for a plea agreement or cooperation with prosecutors.
In Montgomery County, securities fraud carries a maximum penalty of 25 years in federal prison, fines up to $5 million for individuals, and forfeiture of assets.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individual) | Potential loss of professional licenses | Asset forfeiture, restitution, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5 million (individual) | Potential loss of securities licenses | Disgorgement of profits, civil penalties |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. As a SEC violation lawyer Montgomery County, the firm has handled complex federal cases involving securities fraud, insider trading, and related white-collar crimes.
Law Offices Of SRIS, P.C. has 21 documented results in Montgomery County: 59 dismissed or not guilty, 28 reduced or amended — a favorable-outcome rate of 95%. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355 (Rockville Pike). Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, and Chevy Chase. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Our location: 199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850 | (888) 437-7747 | By appointment only.
Frequently Asked Questions
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
Yes, PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
Can I get my criminal record expunged in Montgomery County, Maryland?
Yes, Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Yes, many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under Federal Criminal general statutes to build the strongest possible defense.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
For more information, visit our Criminal Defense Lawyer Salisbury page. You may also be interested in our Criminal Defense Lawyer Howard County or Criminal Defense Lawyer Calvert County pages.
Last verified: April 2026