Insider trading in Montgomery County, Maryland, is prosecuted under federal securities laws, including 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in federal prison and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience handling complex federal securities cases in Montgomery County.
Insider Trading Lawyer in Montgomery County, Maryland
Insider trading is the buying or selling of securities based on material, non-public information in breach of a fiduciary duty or other relationship of trust and confidence. Under federal law, 15 U.S.C. § 78j(b) and SEC Rule 10b-5 prohibit any deceptive or manipulative act in connection with the purchase or sale of securities. The Securities and Exchange Commission (SEC) and the U.S. Department of Justice aggressively investigate and prosecute insider trading cases, often in parallel proceedings. In Montgomery County, these cases are prosecuted by the U.S. Attorney’s Office for the District of Maryland, with investigations typically conducted by the FBI and SEC. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience to defend clients facing these serious charges.
Last verified: April 2026 | U.S. District Court for the District of Maryland | U.S. Attorney’s Office, District of Maryland
For the full text of the federal securities laws governing insider trading, see 15 U.S.C. § 78j(b) (U.S. Department of Justice — official site) and SEC Rule 10b-5 (U.S. Securities and Exchange Commission — official site).
In the U.S. District Court for the District of Maryland (Greenbelt Division), prosecutors routinely use parallel proceedings — criminal and civil — to pressure defendants into early cooperation.
We have observed that the government often relies on cooperating witnesses and trading records obtained through subpoenas and search warrants.
An experienced securities insider trading defense lawyer Montgomery County can challenge the sufficiency of the evidence and the legality of the government’s investigative methods.
- Do not speak to investigators without your attorney present.
- Preserve all documents, emails, and trading records.
- Contact a federal criminal defense attorney immediately.
- Understand the charges and potential penalties.
- Evaluate defense strategies, including challenging the materiality of the information.
- Prepare for parallel SEC civil proceedings.
In Montgomery County, insider trading carries severe penalties under federal law, including substantial prison time and fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b) / SEC Rule 10b-5) | Federal Felony | Up to 20 years | Up to $5 million for individuals | Potential SEC bar from securities industry | Disgorgement of profits, forfeiture, supervised release, no federal parole |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million for individuals | Potential SEC bar from securities industry | Disgorgement of profits, forfeiture, supervised release, no federal parole |
| Conspiracy to Commit Insider Trading (18 U.S.C. § 371) | Federal Felony | Up to 5 years | Up to $250,000 for individuals | Potential SEC bar from securities industry | Disgorgement of profits, forfeiture, supervised release |
Results may vary. Case results depend on a variety of factors unique to each case.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., “Advocacy Without Borders,” brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive criminal defense experience handling complex federal securities cases, including insider trading prosecutions in Montgomery County and throughout Maryland.
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Montgomery County. While specific case results for insider trading are not available for this jurisdiction, the firm has documented results in Montgomery County Circuit Court, including a 5-year probation with no incarceration for distribution of child pornography and all charges dropped in a child pornography case. Results may vary. Case results depend on a variety of factors unique to each case.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355 (Rockville Pike).
Insider Trading Lawyer near Montgomery County.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Insider Trading in Montgomery County
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
Yes, PBJ avoids a formal conviction and is available for many offenses at District Court of MD for Montgomery County.
Can I get my criminal record expunged in Montgomery County, Maryland?
Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
Yes, Maryland allows expungement for acquittals, dismissals, and PBJ after 3 years at District Court of MD for Montgomery County.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
After arrest, you appear before a commissioner for bail, then have a bail review within 24 hours if detained, followed by arraignment and trial.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal. Contact SRIS at (888) 437-7747.
Yes, many misdemeanors carry jail time, and an attorney can negotiate PBJ or dismissal at District Court of MD for Montgomery County.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
Federal charges carry harsher penalties and no parole, requiring an experienced federal defense attorney.
How does a Maryland lawyer defend against insider trading charges?
Defense strategies for insider trading in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under Federal Criminal general statutes to build the strongest possible defense.
Defense strategies include challenging evidence, examining procedural compliance, and negotiating with prosecutors under federal statutes.
What should I do if I am facing insider trading charges in Maryland?
If facing insider trading charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Maryland law require prompt action.
Contact a federal criminal attorney immediately, do not discuss the case with anyone, and preserve all documents and evidence.
What are the penalties for insider trading in Maryland?
Penalties for insider trading in Maryland depend on the specific charges, prior record, and circumstances. Under Federal Criminal general statutes, consequences may include fines, jail time, probation, or other sanctions. Consult a Maryland federal criminal attorney for case-specific guidance.
Penalties may include fines, jail time, and probation under federal statutes; consult a Maryland federal criminal attorney for guidance.
Related Practice Areas and Locations
- Criminal Defense Lawyer Salisbury — State hub page for criminal defense in Maryland.
- Criminal Defense Lawyer Howard County — Serving Howard County, Maryland.
- Criminal Defense Lawyer Calvert County — Serving Calvert County, Maryland.
- Criminal Defense Lawyer Charles County — Serving Charles County, Maryland.
- Criminal Defense Lawyer Anne Arundel County — Serving Anne Arundel County, Maryland.
Last verified: April 2026
Attorney responsible for this advertising: Mr. Sris.