Insider Trading Lawyer Howard County, MD | SRIS, P.C.

Insider Trading Lawyer Howard County

Insider trading in Howard County, Maryland, is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years imprisonment and a $5 million fine. Law Offices Of SRIS, P.C. has extensive criminal defense experience in Howard County. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases at the U.S. District Court for the District of Maryland.

Insider Trading Lawyer Howard County, Maryland

Federal insider trading involves buying or selling securities based on material non-public information. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, this is a federal crime prosecuted by the U.S. Attorney’s Office in the District of Maryland. The maximum penalty for individuals is 20 years in federal prison and a $5 million fine. There is no parole in the federal system. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience.

Last verified: April 2026 | U.S. District Court for the District of Maryland | USAO District of Maryland (justice.gov)

For the full text of the federal securities laws, see 15 U.S.C. § 78j(b) (USAO District of Maryland — official site). For SEC Rule 10b-5, see SEC Rule 10b-5 (SEC.gov — official site).

In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas and SEC referrals to build insider trading cases. We have observed that early engagement before indictment materially affects outcomes.

  1. Do not discuss the case with anyone except your lawyer.
  2. Preserve all relevant documents and evidence.
  3. Contact a federal criminal attorney immediately.
  4. Prepare for grand jury proceedings and potential indictment.
  5. Evaluate plea negotiation or trial strategy with counsel.
  6. Comply with all court deadlines and pretrial orders.

In Howard County, insider trading carries a maximum penalty of 20 years imprisonment and a $5 million fine for individuals.

OffenseClassificationIncarcerationFineLicense ImpactAdditional Consequences
Insider Trading (15 U.S.C. § 78j(b))Federal FelonyUp to 20 yearsUp to $5 million (individual)Potential SEC bars from securities industryForfeiture, restitution, supervised release, no parole
Securities Fraud (18 U.S.C. § 1348)Federal FelonyUp to 25 yearsUp to $5 million (individual)Potential SEC bars from securities industryForfeiture, restitution, supervised release, no parole

Results may vary.

Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has handled numerous federal criminal cases, including securities fraud and insider trading matters, with a focus on strategic defense and procedural compliance.

Law Offices Of SRIS, P.C. has extensive criminal defense experience in Howard County. Firm-wide, SRIS has handled 4,739+ documented case results across VA, MD, DC, NY and NJ with over 93% favorable outcomes. Results may vary.

Our location in Rockville is approximately 20 miles from the U.S. District Court for the District of Maryland (Greenbelt Division), with access via I-95 and Route 29. Serving the communities of Columbia, Ellicott City, Elkridge, Clarksville, Highland, Savage, Jessup, and Laurel (partial). 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.

Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.

Frequently Asked Questions

What is Probation Before Judgment (PBJ) in Howard County, Maryland?

PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Howard County (3451 Courthouse Drive, Ellicott City, MD 21043). After probation, PBJ cases can be expunged (3-year waiting period). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

Can I get my criminal record expunged in Howard County, Maryland?

Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Howard County are expunged through the court where the case was heard (District Court of MD for Howard County). SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

What happens after a criminal arrest in Howard County, Maryland?

After arrest in Howard County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Howard County (3451 Courthouse Drive, Ellicott City, MD 21043). Felonies go to Howard County Circuit Court. Bail set by District Court commissioner at initial appearance; Maryland permits pretrial release on personal recognizance, bail, or conditions of release; bail review hearing in District Court within 24 hours if detained; public defender eligibility based on income; court costs: approximately $22.50-$55. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes.

Do I need a lawyer for a misdemeanor in Howard County, Maryland?

Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Howard County can negotiate PBJ (no conviction on record) or dismissal. SRIS actively practices here — firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes. Contact SRIS at (888) 437-7747.

What is the difference between state and federal charges?

Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.

What is federal criminal court and how is it different in MD?

Federal criminal cases in MD are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines than state charges. Law Offices Of SRIS, P.C. handles federal defense — (888) 437-7747.

How do federal sentencing guidelines work in Howard County, Maryland?

Federal sentencing at U.S. District Court for the District of Maryland follows the U.S. Sentencing Guidelines — a points-based calculation using offense level and criminal history category. While advisory since Booker (2005), guidelines strongly influence sentencing. Mandatory minimum statutes override downward departures in many drug, firearm, and child exploitation offenses. Acceptance of responsibility, substantial assistance (§ 5K1.1), and safety-valve eligibility materially reduce exposure. Law Offices Of SRIS, P.C. — (888) 437-7747.

Do I need a federal criminal defense lawyer in Howard County, Maryland?

Yes, immediately. Federal cases at U.S. District Court for the District of Maryland are prosecuted by the U.S. Attorney’s Office with federal investigative resources (FBI, DEA, IRS-CI, ATF) and carry federal sentencing guidelines that often include mandatory minimums. State-court experience does not translate — federal practice has distinct rules, pretrial detention standards, and sentencing procedures. Early engagement before indictment materially affects outcomes. Law Offices Of SRIS, P.C. — (888) 437-7747, by appointment only.

Learn more about our Criminal Defense Lawyer Salisbury hub page. Explore related pages: Criminal Defense Lawyer Calvert County, Criminal Defense Lawyer Montgomery County, and Criminal Defense Lawyer Charles County.

Last verified: April 2026

Attorney responsible for this advertising: Mr. Sris.

Case results depend on a variety of factors unique to each case.








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